Brokerage and securities firms, investment companies, credit unions and community banks cannot afford to do things half way when dealing with regulatory compliance and information security. Security issues constantly threaten the integrity of institutions' data. At the same time, regulatory, government and legal authorities demand that increasing amounts of information regarding business transactions, procedures and safeguards be stored.
For many companies, solving today's regulatory, security and information storage challenges is becoming more and more cost prohibitive. While smaller financial institutions face the same regulatory pressure and data security threats, they lack the resources of larger financial institutions. Consequently, many smaller institutions are forced to rely on inferior solutions.
KOM Networks’ best of breed technologies have been helping financial organizations of all sizes around the world meet their compliance obligations and mitigate their risk at an affordable price.
- Cost savings that increase ROI and enable redirection of capital to business growth
- Risk mitigation through automated retention, protection, business continuity, disaster recovery, and information assurance
- Greater transparency and high compliance with internal controls and external regulatory requirements
KOMpliance Meets Rigorous Requirements
With its patented e-WORM technology, KOMpliance offers unmatched, tamperproof long-term protection of files and directories, including:
- Protection against file altering viruses
- Protection against modifications to files and directory paths due to application and user errors
- Protection against malicious acts.
KOMpliance is a cost-effective, high-performance, sustainable archive storage solution for ensuring information integrity, protection and data availability.
The KOMpliance archiving solution meets the rigid mandates of the SEC, FINRA, PCI, SOX, and the Federal Rules for Civil Procedures (FRCP).
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